Internal Audit VP (Compliance)

20 May 2020

Language Proficiency

A top tier bank is looking to strengthen it's Audit team providing comprehensive independent oversight of compliance control functions


  • An opportunity for an experienced Auditor or Compliance professional to join a high performing Audit division, within a team dedicated to corporate back office functions.
  • This person would be focusing on the independent testing and review of Compliance controls, particularly in areas such as Trade Surveillance.
  • Responsibilities would include engaging in local and regional audit strategy initiatives, and be actively involved in planning, fieldwork and providing detailed reporting to local management.
  • Additionally this person would be engaging with various stakeholders and managing relationships with business and compliance teams.

Required skills

  • 5+ years experience within financial services Audit or Compliance (preferably banking or securities)
  • Good analytical ability and high ethical standards
  • Business / Fluent communication skills in English & Japanese

About our client

A global bank with a successful business in Japan and dynamic, international working environment

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

Duncan Gilbert's picture
Team Leader | Financial Services Recruitment
Tokyo 81 3 4550 6573 |