Our client is a leading global bank with a well established presence in Japan. They are looking to expand their compliance team and offer exciting progression and growth prospects.
You will work closely with the Country Head of Compliance
You will be closely involved...
Foreign Asset Management is looking for a compliance specialist who can look after the investment advisory side.
- Take on compliance duties for the investment advisory business
- Check contracts and legal documents
- Deal with the FSA
- Experience working as a compliance...
Foreign Asset Management is looking for a compliance specialist.
- Take on compliance duties for the mutual fund business
- Check contracts and toshin documents
- Experience working as a compliance officer within an asset management company (over 3 years)
- Age: 20s to la...
A leading financial institution is seeking a senior compliance professional with AML experience to join their Tokyo team.
- Oversight of the AML and Anti-Corruption programmes across Japan, ensuring that both programmes are fully implemented and kept up to date.
- Evaluate and monitor existing pro...
Interesting compliance opportunity in a dynamic environment.
- Providing compliance and risk management advice
- Working with Japanese and international financial companies
- Financial compliance, audit or corporate governance experience
- Native level...
Challenging opportunity in a dynamic international environment for a fresh or recent graduate.
- working with leading financial institutions on a variety of projects
- business analysis and consulting
- risk testing
- performing process and controls tests
- regulatory compliance
Very promising opportunity for an experienced compliance professional with a securities background. Excellent growth potential!
Liaise with regulators for regulatory inspections and act as a coordinator.
Ensure effective identification management and control of co...
An exciting growth opportunity for a compliance professional with a leading name in the industry.
Hands on involvement in on-site compliance examinations
Involvement in the selection and of entity and activity for examination based on a risk assessment and appl...